Securities Fraud and the law Law Other (Not Listed) (Other (Not Listed) Sample)

Securities Fraud and the Law
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Securities Fraud and the Law
Introduction
Securities law has gained momentum in the United States. The United States law regulates securities dealings. The regulation is broad and covers the security dealings that are made by the agencies of the government as well as the stock exchanges. The law goes to further to regulate certain organizations that regulate themselves and fall without the ambit of the state, federal or security exchange regulation. This research paper singles out a recently reported instance of non-compliance with the securities law in the United States. The research paper further analyses the scenario as against the applicable law and finally concludes with a summary of the importance of the story to the development of the securities regulatory framework in the United States and to the market at large.
Background
The research shall analyse the story that was reported in the press release by the Securities Exchange Commission of the United States. The Press release number 2019-62 was titled ‘SEC Announces Fraud Charges in Ticket Resale Investment Scam.’ The release was made on April 2019 at Washington DC
Brief Facts